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Transfer of preterm infants from incubator to open cot at lower versus higher body weight


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Transfer of preterm infants from incubator to open cot at lower versus higher body weight

New K, Flenady V, Davies MW/

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Dates
Date edited: 14/11/2007
Date of last substantive update: 31/08/2007
Date of last minor update: / /
Date next stage expected 02/10/2009
Protocol first published: Issue 2, 2003
Review first published: Issue 2, 2004
Contact reviewer
Karen New
Neonatal Nurse
Grantley Stable Neonatal Unit
Royal Brisbane & Women's Hospital
Butterfield Street
Herston
Brisbane
Queensland AUSTRALIA
4029
Telephone 1: +61 7 3636 8918
E-mail: karennew@optusnet.com.au
Contribution of reviewers
Conceiving the review - KN, MWD
Data collection for the review - KN, VF, MWD
Designing search strategies - KN, VF, MWD
Undertaking searches - KN, VF
Screening search results - KN, VF
Organising retrieval of papers - KN
Screening retrieved papers against inclusion criteria - KN, VF, MWD
Appraising quality of papers - KN, VF, MWD
Extracting data from papers - KN, VF
Writing to authors of papers for additional information - KN
Entering data into RevMan - KN, VF
Analysis of data - KN, VF, MWD
Interpretation of data - KN, VF, MWD
Writing the update of the review - KN
Revising review - VF, MWD
Providing general advice on the review - VF, MWD
Internal sources of support
Grantley Stable Neonatal Unit, Royal Brisbane & Women's Hospital, Brisbane, AUSTRALIA
Centre for Clinical Studies, Mater Mothers' Hospital, South Brisbane, AUSTRALIA
Dept of Paediatrics and Child Health, University of Queensland, Brisbane, AUSTRALIA
External sources of support
Commonwealth Department of Health and Ageing, Canberra, Australian Capital Territory, AUSTRALIA
What's new
This updates the review "Transfer of preterm infants from incubator to open cot at lower versus higher body weight", published in The Cochrane Database of Systematic Reviews Issue 2, 2004 (New 2004).

Updated search conducted 12/4/2007.
Included new reference Gray 2004.
One additional study found West 2005 - excluded as not an RCT.
Moved pending study Heimler 1981 to included. Recontacted the author of this study - no response to date.
Sutter was unable to provide any additional requested information.
Removed Analysis 01.02: Sutter 1988 daily weight gain as authors reported weight gain as (g/day); included data for weight gain from Heimler 1981 as reported in g/kg/day.

Results remain unchanged.
Dates
Date review re-formatted: / /
Date new studies sought but none found: / /
Date new studies found but not yet included/excluded: / /
Date new studies found and included/excluded: 12/04/2007
Date reviewers' conclusions section amended: / /
Date comment/criticism added: / /
Date response to comment/criticisms added: / /
Text of review
Synopsis

There is not enough evidence on whether to transfer preterm infants from an incubator to an open cot at a lower body weight.

For preterm infants to be discharged home from nurseries, they must be able to maintain their temperature in an open cot. The timing of the transfer from the incubator to an open cot is important because, if an infant is not able to maintain his/her temperature and is cold, then this could affect weight gain and delay the infant's discharge from hospital. Usually infants are transferred when their weight is around 1700-1800 grams. Earlier transfer at a lower body weight may have benefits of better access to the baby by the family and earlier discharge from hospital. Due to the poor quality of the trials in this review, there is not enough evidence to show whether transfer is better or worse at a lower body weight than at a higher body weight. Good quality trials are needed to address this issue.

Abstract


Background

The use of incubators in helping to maintain a thermoneutral environment for preterm infants has become routine practice in neonatal nurseries. As one of the key criteria for discharging preterm infants from nurseries is their ability to maintain temperature; the infant will need to make the transition from incubator to open cot at some time before discharge. The timing of this transition is important because, when an infant is challenged by cold, the infant attempts to increase its heat production to maintain body temperature. The increase in energy expenditure may affect weight gain. The practice of transferring infants from incubators to open cots usually occurs once a weight of around 1700 - 1800 g has been reached; however, this practice varies widely among neonatal units. This target weight appears to be largely based on tradition or the personal experience of clinicians, with little consideration of the infant's weight or gestational age at birth.

Objectives

The main objective was to assess the effects on weight gain and temperature control of a policy of transferring preterm infants from incubator to open cot at lower versus higher body weight.

Search strategy

Searches were undertaken of MEDLINE from April 2007 back to 1950, CINAHL from April 2007 back to 1982 and the Cochrane Central Register of Controlled Trials (CENTRAL, The Cochrane Library, Issue 2, 2007). The title and abstract of each retrieved study were examined to assess eligibility. If there was uncertainty, the full paper was examined.

Selection criteria

Trials in which preterm infants were allocated to a policy of transfer from incubators to open cots at a lower body weight versus at a higher body weight.

Data collection & analysis

Quality assessments and data extraction for included trials were conducted independently by the reviewers. Data for individual trial results were analysed using relative risk (RR) and mean difference (MD). Results are presented with 95% confidence intervals (CI). Due to insufficient data, meta-analysis could not be undertaken.

Main results

Five studies were identified as potentially eligible for inclusion in this review. Three studies were excluded as neither random nor quasi-random allocation to the exposure was employed. Two small quasi-randomised studies, involving 74 preterm infants are included in this review. These studies compared the transfer of infants to open cots at 1600 - 1700 g vs. 1800- 1900 g, and 1700 g vs. 1800 g. Data for only two prespecified outcomes could be included in this review. No statistically significant difference was shown for either return to incubator [one trial (N = 60) RR 2.00; 95% CI 0.40 to 10.11] or daily weight gain measured in g/kg/day [one trial (N = 14) MD 1.00 g/kg/day; 95% CI -2.89, 4.89]. Due to insufficient data, meta-analysis was not performed and effects on clinically important outcomes could not be adequately assessed.

Reviewers' conclusions

There is currently little evidence from randomised trials to inform practice on the preferred weight for transferring preterm infants from incubators to open cots. There is a need for larger randomised controlled trials to address this deficiency.

Background

Preterm infants are cared for in a neutral thermal environment to prevent thermal cold stress so that minimal energy is expended, thereby minimising oxygen and energy consumption. Since improved survival of small infants cared for in warmer environments was demonstrated over 40 years ago (Silverman 1957; Silverman 1958; Silverman 1963), maintaining a thermoneutral environment for preterm infants with the use of incubator care has became routine practice in neonatal nurseries. However, at some point during hospitalisation, the infant will need to make the transition from incubator to open cot. One of the key criteria for discharging preterm infants from nurseries is their ability to maintain temperature once transferred to an open cot. The timing of this transition is important because when an infant is challenged by cold, the infant attempts to increase its heat production to maintain body temperature. Vasoconstriction occurs as the infant attempts to conserve body heat and brown adipose tissue is metabolised. The increase in energy expenditure may affect weight gain. Exposure of growing preterm infants to a subthermoneutral environmental temperature in the late neonatal period results in a slowing of growth through an increase in energy expenditure (Glass 1969).

The practice of transferring infants from incubators to open cots varies widely among neonatal units, with no clear indication as to when or how this transition should take place. The usual practice is to transfer infants to open cots once a weight of around 1700 - 1800 g has been reached. This target weight appears to be largely based on tradition or the personal experience of clinicians with little consideration of the infant's weight or gestational age at birth. The main factors determining the preterm infant's post natal thermal stability are: (i) degree of prematurity - the more immature the infant, the thinner the skin, the less subcutaneous fat and the greater the surface area/weight ratio; (ii) birth weight - small for gestational age or lower birth weight also results in less subcutaneous fat for insulation and thermogenesis and the greater the surface area/weight ratio; (iii) postnatal age - thermostability increases with postnatal age (McManus Kuller 1998).

Delaying transition to an open cot on the basis of not reaching a certain arbitrary weight criterion may result in longer hospitalisation than necessary, thus increasing the cost of care provided (Wilson 1998). Maternal perceptions of their infants may influence infant development (Watt 1989). Maternal perceptions may be more positive when infants are cared for in an open cot due to ease of access promoting autonomy for parents and improving parent-infant attachment, which may improve breast feeding rates. Nursing staff may perceive that caring for infants in open cots reduces workload and that better care may be provided due to increased accessibility.

While there may be benefits of earlier transfer to an open cot, there may be potential risks. Transferring infants from an incubator to an open cot before an infant is ready may result in the infant's inability to maintain temperature, leading to weight loss, resulting in extended hospitalisation and adding to the cost of care (Wilson 1998). The need for an infant to return to an incubator after making the transition to an open cot may also result in increased stress and anxiety to the parents and family.

A number of measures have been suggested to assist in the maintenance of body temperature when transferring infants from incubators to open cots. These measures have included a gradual weaning process in which infants are dressed in clothing and the incubator air temperature is reduced, thus thermally challenging the infant prior to transfer to an open cot (Wilson 1998), the use of heated water-filled mattresses and heated nurseries (Gray 2003; Gray 2004).

Open cots are relatively inexpensive compared to the cost of air-heated incubators. If it could be demonstrated that transfer of an infant to an open cot at a lower body weight could be achieved without adverse outcome, considerable economic benefit could result in both developing and developed countries.

Objectives

Primary:
To determine the effects of a policy of transferring preterm infants at lower versus higher body weight on the outcomes of weight gain and temperature control. Secondary outcomes included duration from transfer to cot to discharge home (days); postnatal age at discharge (days); cost; not breast feeding at hospital discharge; parental satisfaction; parental anxiety; death.

Secondary:
To conduct subgroup analysis to determine if the effects of a policy of transferring preterm infants from incubators to open cots at lower versus higher body weight differ for those infants who were:

i. born less than 1000 g or greater than or equal to 1000 g
ii. born at less than 34 weeks gestational age or greater than or equal to 34 weeks gestational age
iii. less than or greater than or equal to seven postnatal age at the time of transfer

Subgroup analysis will also be conducted to determine if the results differ with the use of co-interventions:
i. use of additional heating measures i.e. heated water filled mattresses, heated nurseries, overhead heating device
ii. use of thermal challenging prior to transfer (i.e. gradual reduction the incubator temperature with increasing the infants clothing)

Criteria for considering studies for this review


Types of studies

Trials in which infants were randomised or quasi-randomised to a policy of transfer from incubators to open cots at a lower body weight versus at a higher body weight.

Types of participants

Preterm infants being nursed in incubators

Types of interventions

Transferring or weaning of preterm infants from an incubator to an open cot at a lower body weight compared with higher body weight.
"Lower" is defined as transfer before reaching 1700 g, and "higher" is defined as transfer after reaching 1700 g or more.

Types of outcome measures

Primary:

    * Weight gain (g/kg/day)
    * Episodes of cold stress (e.g. temperature < 36.3 degrees C) or requiring assistance with heating (i.e. overhead heater)
    * Requiring to be returned to incubator


Secondary:

    * Duration from transfer to cot to discharge home (days)
    * Postnatal age at discharge (days)
    * Length of hospital stay (days)
    * Cost
    * Not breast feeding at hospital discharge
    * Parental satisfaction
    * Parental anxiety
    * Death (by 28 days or prior to hospital discharge and also by 12 months if reported)



Search strategy for identification of studies

The standard search strategy for the Cochrane Neonatal Review Group was used. See: Neonatal Review Group search strategy. This includes searches of electronic databases: The Cochrane Central Register of Controlled Trials (CENTRAL, The Cochrane Library, Issue 2, 2007), CINAHL (1982 - 2007) and MEDLINE (1950 - 2007).

In addition to the neonatal review group searches, searches of the electronic databases were based on the following search terms:

The MeSH terms 'Infant, Newborn' OR 'Nurseries, Hospital' OR 'Intensive Care Units, Neonatal'

AND
The MeSH terms 'Skin Temperature' OR 'Body Temperature' OR 'Body Temperature Regulation' OR the text word 'Therm*' OR 'Temperature'

AND
The MeSH term 'Incubators, Infant' OR the text words 'Cot' OR 'Crib' OR 'Isolette' OR 'Incubator' OR 'cot-nurs*'

AND
The highly sensitive search strategy developed by Kay Dickersin to identify RCTs (Dickersin 1994)

Previous reviews including cross-references, abstracts, conference and symposia proceedings, expert informants, journal hand searching in the English language were also sought. No other language restrictions were applied.

The title and abstract of each retrieved study was examined to assess eligibility. If there was uncertainty, the full paper was examined.

Methods of the review

Standard methods of The Cochrane Collaboration (Higgins 2006) and its Neonatal Review Group were used to assess the methodological quality of the trials.

Quality assessment:
Two of the three reviewers worked independently to search for trials for inclusion and all reviewers independently assessed methodological quality. Study quality was assessed using the following key criteria: blinding of allocation, blinding of intervention, completeness of follow up and blinding of outcome measurement, assigning a rating of 'Yes', 'No' or 'Cant tell' for each. Data were extracted independently by the reviewers. Differences were resolved by discussion and consensus of the reviewers.

Methods used to collect and synthesise data from included studies:
Two of the three reviewers independently extracted data, then compared and resolved differences. The authors of the two included trials (Heimler 1981; Sutter 1988) were contacted for further information concerning outcomes and exclusions. Sutter 1988 responded to the enquiry, but was unable to provide additional data requested. At the time of this update, no information was forthcoming from Heimler 1981.

Due to insufficient data and the units in which outcomes were reported (weight gain as g/day and g/kg/day) it was not possible to conduct a meta-analysis. For individual trials, where possible, mean differences and 95% confidence intervals (CI) are reported for data measured on a continuous scale. For categorical outcomes, relative risk and 95% confidence intervals (CI) are reported.

Description of studies

Five studies were identified as potentially eligible for inclusion in this review. Three studies were excluded as neither random nor quasi-random allocation to the exposure was employed (Medoff-Cooper 1994; Roncoli 1992; West 2005). This review includes the studies of Sutter 1988 and Heimler 1981. In this update, Heimler 1981, previously classified as pending, has been included despite some remaining methodological concerns.

Participants in the Heimler 1981 trial were preterm infants (mean gestational ages 30.0 weeks and 31.5 weeks, mean birth weights 1268 g and 1414 g for the two study groups). Infants were cared for in a single-walled incubator and allocated to one of two study groups: Group A was transferred to an open cot at a weight of between 1600 g and 1700 g and Group B at a weight of between 1800 g and 1900 g. Infants were dressed in a single shirt, diaper, cap and booties throughout the study. Incubator air temperatures were kept between 30 and 32 degrees Celsius and room temperature between 25 and 27 degrees Celsius. Once transferred to a crib, the infant was covered with four blankets. Once infants reached a weight of 1500 g, all were fed outside the incubator. Infants had to be receiving an oral intake of at least 110 kcal/kg/day to be eligible for the trial.

The main outcome measures were body temperature (axillary, rectal and anterior abdominal skin); gross energy intake; weight gain; head growth; length growth and skinfold thickness. Only one outcome measure, weight gain (g/kg/day) was included in this review.

Participants in the Sutter 1988 trial were preterm infants (mean gestational ages 30.1 weeks and 28.6 weeks, mean birth weights 1207 g and 1215 g for the two study groups). Infants were cared for in a single-walled incubator and allocated to one of two study groups: Group 1 was transferred to an open cot at a weight of 1700 g and Group 2 at a weight of 1800 g, following a weaning process. Each infant was weaned gradually by decreasing the incubator temperature by 1oC each hour until the incubator temperature reached 28oC. Infants were clothed in a cotton shirt, with one or two blankets when moved into an open cot. If the infant's temperature dropped to less than 36oC at any time during the weaning process or any time after, the infant was returned to an incubator and weaning could recommence 48 hours later. Nursery temperature was maintained at 22oC. Infants had to be receiving feedings of 120 kcal/kg/day to 150 kcal/kg/day, via breast, bottle or gavage to be eligible for the trial.

The main outcome measures were hypothermia requiring the infant to be returned to the incubator and weight gain (mean 24 hr weight gain). A third outcome, duration (days) from transfer to cot to discharge home, could not be included in this review as day of discharge was defined to be 24 hours after successful weaning from incubator to open cot, due to delayed discharge of some infants for social reasons. The weaning process as described above was deemed successful if the infant's temperature did not drop below 36oC and the weaning process did not need to be stopped.

(For further details on included studies see table, Characteristics of Included Studies).

Methodological quality of included studies

The Heimler 1981 trial used a matched-pairs design for allocation to study group. The first infant of a matched pair was randomised, using card envelope. The next eligible infant matching gestation at birth was allocated to the opposite study group; therefore, the clinical staff knew treatment assignment of the second pair member prior to recruitment. There was inadequate blinding of allocation to treatment group, interventions were unable to be blinded and it is not known whether blinding of outcome measurements occurred. Twenty subjects were entered into the study; however, only data for 14 infants was included in the analysis. Six infants were excluded. Two infants eliminated due to apnoea and feeding problems; one infant withdrawn from the study by the parents; and three infants due to being small for gestational age (< 10 centile) although this was not an exclusion criteria for enrolment into the study. It is not known whether these infants were excluded pre or post randomisation, nor the groups to which they had been assigned.

The methodological quality of this study is considered to be poor.

The second included trial (Sutter 1988) used a matched-pairs design for allocation to study group. Infants were randomised in blocks of two, matched by birth weight in one of four strata (1251 to 1500 g; 1001 to 1250 g; 751 to 1000 g; and less than 751 g). The first eligible subject was randomly assigned to one treatment and the other subject in the pair was assigned to the other treatment when entered into the study. There was inadequate blinding of allocation to treatment group, interventions were unable to be blinded and it is not known whether blinding of outcome measurements occurred. Sixty-two infants were enrolled in the study, but completeness of follow up did not occur as two infants were not included in the analysis as they did not have matching pairs. Four pairs of infants received the opposite treatment to that which was randomly allocated; however, an intention to treat analysis was performed.

The methodological quality of this study is considered to be poor.

Results

The results of two trials are included in this review (Heimler 1981; Sutter 1988). Only two outcome data could be included in this review; return to incubator and daily weight gain. However, as Heimler 1981 has reported weight gain as g/kg/day and Sutter 1988 reports as g/day a meta-analysis could not be performed. No statistically significant difference was found for either return to incubator (Outcome 01.01 Sutter 1988), 30 infants, RR 2.00, 95% CI 0.40 to 10.11 or daily weight gain (Outcome 01.02 Heimler 1981), 14 infants, [MD 1.00 g/kg/day (95% CI -2.89, 4.89)]. While data on weight gain included in the Sutter 1988 study is not included in this review, due to reporting weight gain as g/day not g/kg/day, the authors report the overall mean difference for 24 hour weight gain was 3.3 g (90% CI -4.6 to 11.3). Due to small numbers, effects on clinically important outcomes could not be adequately assessed and planned subgroup analyses could not be undertaken.

Discussion

This review includes two small controlled trials of poor quality involving 74 preterm infants (Heimler 1981; Sutter 1988). Only two outcomes were able to be included, return to incubator and daily weight gain. No statistically significant differences were shown for either return to incubator or daily weight gain for infants transferred from incubators to open cots at a lower body weight versus higher body weight. Heimler 1981 found no harmful effects of earlier weaning on thermal stability or growth rate, but suggest that the thermal environment may play a more important role in smaller babies than those included in this study. Likewise, Sutter 1988 concluded that earlier transfer appeared safe and effective; however, the authors expressed caution was needed for those infants born less than 1000 g due to an increased rate of return to incubator. This conclusion was based on a subgroup analysis of the six infants born less than 1000 g. Due to this small number, planned subgroup analysis of infants born less than 1000 g was not undertaken in this review. Numbers are too small for these findings to be considered reliable.

Due to insufficient data and poor methodological quality, these trials do not provide reliable evidence to support or refute the transfer of preterm infants from incubators to open cots at a lower body weight versus at a higher body weight. Given that transferring preterm infants from incubators to open cots at a lower body weight may result in inability to maintain temperature, greater weight loss, extended hospitalisation and increase in the cost of care, this intervention needs to be assessed in rigorously designed trials.

Future trials should include a sufficient number of infants to address clinically important outcomes including temperature stability, weight gain, parental satisfaction, time to discharge and cost. It is hoped that the trial in progress (New 2003) will address some of these outcomes.

Reviewers' conclusions


Implications for practice

The results of this review do not provide sufficient evidence to guide clinical practice on the preferred weight for the transfer of preterm infants from incubators to open cots.

Implications for research

There is a need for well designed randomised controlled trials to establish if there is any benefit in transferring preterm infants from incubators to open cots at a lower body weight and without significant harm.

Future studies should include sufficient numbers of infants to assess the effects of this intervention on the outcomes of temperature stability, weight gain, parental satisfaction, time to discharge and cost. Studies should also include sufficient numbers of infants born less than 1000 g to adequately assess these effects in this high-risk population.

Acknowledgements

None

Potential conflict of interest

Two of the reviewers (Karen New and Mark Davies) are co-investigators of an ongoing randomised control trial in which preterm infants are transferred to an open cot at either 1600 g or 1800 g.

Characteristics of included studies

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